FEE SCHEDULE AND INTEREST RATE SCHEDULE APPLIED FOR PRIMARY SECURITIES TRADING ACCOUNT

A. Fee schedule of securities trading services applied for foreign individual customers Effective date: 15/02/2019 I. On-exchange trading No.

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FEE SCHEDULE AND INTEREST RATE SCHEDULE APPLIED FOR PRIMARY SECURITIES TRADING ACCOUNT

A. Fee schedule of securities trading services applied for foreign individual customers

Effective date: 15/02/2019

I. On-exchange trading

No.

Services

Fee

1

Stock, Funds certificates, ETFs

 

 

Online trading

0.25%

Other trading

(Total transaction value/Day)

 
  • Less than VND 50 million

0.40%

  • From VND 50 million to less than VND 100 million

0.35%

  • From VND 100 million to less than VND 500 million

0.30%

  • From VND 500 million

0.25%

2

Bonds trading fee

0.05% - 0.1%

II. Off-exchange trading

(Not included fee from VSD)

No.

Services

Fee

1

Takeover bid:

  • Entity to pay fee: Seller and Buyer
  • Price level: As the price trading with Buyer 
  • Files submitted to VSD by SSI: 0.15%
    • Minimum fee: VND 100,000 VND/submission
  • Others: 0.1%

2

Securities ownership transferring in ETFs swap transaction:

  • Entity to pay fee: Investor who swap (repurchase/resell ETF certificates to ETF)

3

Present, bequeath, inheritance:

  • Entity to pay fee: Present/bequeath Giver and Present/ bequeath/ inheritance Receiver
  • Price level: Reference price at the day SSI receive the files

 

4

Unlisted securities transferring

  • Entity to pay fee: Transferer and Receiver
  • Price level: As contract price but not lower than face value

5

5.1 Ownership transfer of founding shareholders in blockade period

5.2 Ownership transfer for division, separation, merge, consodiation, or capital contribution by shares

5.3 Ownership transfer related to state own-or state invest-capital contribution in listed or registered companies

5.4 Ownership transfer in off-band transactions

5.5 Other cases approved by the SSC or competent authority

Note: Payers and fees applicable to ALL cases mentioned in this Section 5

  • Payer: Transferor and Transferree
  • Value based price: On the basis of the contract value or the price as approved by competent authority but not lower than the reference price on the ownership transfer date
  • Files submitted to VSD by SSI: 0.5%
    • Minimum fee: VND 500,000/submission
  • Others: 0.1%

 

III. Other services

No.

Services

Fee

1

Account openning

    Free of charge

2

Securities Trading Code Application     Free of charge

3

Account closing or Switching fee
    VND 1,900,000

4

IPO Registration     VND 1,900,000/set

5

OTC and IPO Trading      1% of transaction value

6

Securities custody fee
     
  • Stocks, fund certificates
  VND 0.3/Stock or fund certificate/month
  • Bonds

  VND 0.2/Bond/month

   Maximum: VND 2,000,000/bond code/month

7

Security equipment in online transactions (Token)

 VND 350,000/token

8

Transferring securities

(Upon account closing or according to the customers’ request)

  VND 0.5/share or fund certiticates

   Minimum: VND 50,000/time

   Maximum: VND 500,000/time/securities code

9

Cash in advance fee

   0.0389%/day
   Minimum: VND 50,000/transaction

10

Securities’ odd lot selling fee   0.5% of transaction value

11

SMS service (included VAT)

VND 8,800/month

12

Transaction statement (certified by SSI’s signing and sealed) (included VAT)

Transaction period calculated to present:

  • Less than or equal 3 months: Free of charge
  • Above 3 months to 12 months: VND 20,000/copy
  • Above 12 months: VND 50,000/copy
13 Copying transaction document (included VAT)
  • Applicable for securities trading related dossiers, excluding opening contracts for ordinary securities, derivatives, margin trading and electronic trading service registration. Extracting request period calculated to present:
    • Less than or equal 12 months: free of charge
    • Above 12 months: VND 50,000/request/document
  • Certificates of deposit: VND 300,000/request/document
14 Confirmation of account balance (not for audit purposes) (included VAT)
  • Ordinary securities: VND 50,000/ copy
  • Certificates of deposit: VND 300,000/ copy
15 Securities blockade (included VAT)
  • Ordinary securities: 0.05% of par value

Minimum: VND 500,000/transaction

  • Certificates of deposit: 0.05% of par value

Minimum: VND 500,000/transaction

Maximum: VND 5,000,000/transaction

16 Remittance via bank fee  

 

 

- Bank accounts at BIDV, Vietcombank, Vietinbank, Sacombank, ACB.
 
  • Amount < VND 500,000,000

(Not including for receiving account is credit/debit card or indetify card)

Free
 
  • Amount >=  VND 500,000,000 

As per bank fee: <= 0.022%

Maximum: VND 330,000

In case SSI’s bank account has enough balance to transfer customer request that collect as per the same bank systerm fee

- Bank accounts at other banks

As per bank fee: <= 0.022%

Minimum: VND 11,000

Maximum: VND 330,000

Notes:        

- SSI does not charge transfer service fees, but collect for the settlement bank.
- Depending on the banking system which receives the transfer, location, amount and time of the transfer, SSI will be allowed to choose the appropriate payment bank.
 

 B. Interest rate on cash deposit of investors’ securities trading account: 0.5% per annum (based on 360 days/annum)

Effective date: 15/02/2019

 Besides this fee schedule, SSI offers special policy for VIP customer occasionally

For more information of applied conditions, please contact our Customer Service department or the in-charge broker

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