Trading Guide

GUIDELINES FOR PURCHASING COVERED WARRANT ISSUED BY SSI Step 1: Investors receive and fill out “Covered Warrant Purchase Application Form” Step 2:

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Trading Guide

GUIDELINES FOR PURCHASING COVERED WARRANT ISSUED BY SSI

Step 1: Investors receive and fill out “Covered Warrant Purchase Application Form”

Step 2: Investors pay in cash or transfer

Investors pay in cash or transfer money to the bank account as follows:

 
Beneficiary: Cong ty Co phan Chung khoan SSI
Bank account number: 119.10.00.037198.6
At: Bank for Investment and Development of Vietnam (BIDV), Nam Ky Khoi Nghia branch, HCM city.
Content: <Investor's name> <ID card number> pays for buying <Quantity> covered warrant <code> <Issuing organization's name>
For example: Tran Van A, ID card 012345678, pays for buying 5000 covered warrant XXXX YYYY
 

Step 3: Investors submit required documents for PURCHASING covered warrant over SSI Customer service counters

Note: Investors submit DOCUMENTS FOR PURCHASING COVERED WARRANT including:

For individuals:

  • 02 original copies of covered warrant purchase application forms
  • 01 copy of cash deposit form or standing order
  • 01 certified copy of ID card
  • 01 authorization document (if any)
  • 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) and passport (for foreign investors only)
  • 01 bank confirmation on opening the Capital Contribution Account (CCA) or the Indirect Investment Capital Account (for foreign investors only)
  • 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of SSI (if any)

For legal person:

  • 02 original copies of covered warrant purchase application forms
  • 01 certified copy of certificates of company registration
  • 01 certified copy of related documents on changing company register information (if any)
  • 01 copy of cash deposit form or standing order
  • 01 copy of ID card or passport of legal representative
  • 01 copy of Authorization document for the representative on behalf of organization
  • 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) (for foreign investors only)
  • 01 bank confirmation on opening the Capital Contribution Account (CCA) or the Indirect Investment Capital Account (for foreign investors only)
  • 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of SSI (if any)
 
Note: After filling out the purchase application form, investors will receive the expected result distribution via email (being sent once covered warrant offerings ends) and the official result of covered warrant distribution via SMS (being sent once automatic depository ends)
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