Trading Guide

A. GUIDELINES FOR PURCHASING IPO COVERED WARRANT ISSUED BY SSI Investors can purchase IPO Covered Warrant issued by SSI via channels: Channel Guidelines

Đấu giá mới nhất

Trading Guide

A. GUIDELINES FOR PURCHASING IPO COVERED WARRANT ISSUED BY SSI

Investors can purchase IPO Covered Warrant issued by SSI via channels:

Channel

Guidelines

Notes

SSI Webtrading

- Investors log in account by click this link: https://webtrading.ssi.com.vn/Logon?lang=en-us

- Please refer guidelines for purchasing Covered Warrant on SSI Webtrading here.

- By purchasing CW via this channel, procedures will be done automatically

- Investors must have account at SSI and register E-trading service.

Note: Registration is only valid when:

  • The request is completed on Web Trading before the IPO registration end time which is announced by each issuance here.
  • The equity trading account has sufficient balance at the time of registration and the Client do not use the balance until the Customer Service check the valid application and completes the money transfer.

At the counter

- Please refer our Branches/Transaction offices here

Investors can refer detailed procedures below

 

Website

- Investors fill out “Covered Warrant Purchase Application Form” here

- SSI staff will contact again to help you with next procedures.

Investors can refer detailed procedures below

 

 

Step 1: Investors receive and fill out “Covered Warrant Purchase Application Form”

Step 2: Investors pay in cash or transfer

Investors pay in cash or transfer money to the correct bank account corresponding to each Covered Warrant according to the details here

Notes:

  • Each Covered Warrant issued by SSI will have only 1 corresponding bank account to receive IPO money transferred from investors.
  • If investors purchase more than one Covered Warrant, please transfer money to the correct bank account corresponding to each Covered Warrant you want to buy.

 

Step 3: Investors submit required documents for PURCHASING covered warrant over SSI Branches/Transaction offices

- For investors who have account at SSI: Only need to complete “Covered Warrant Purchase Application Form” and 01 copy of cash deposit form or standing order

- For investors who have no account at SSI: please submit documents as below:

For individuals:

  • 02 original copies of covered warrant purchase application forms
  • 01 copy of cash deposit form or standing order
  • 01 certified copy of ID card (or Passport for foreign investors)
  • 01 authorization document (if any)
  • 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) and passport (for foreign investors only)
  • 01 bank confirmation on opening the Indirect Investment Capital Account (for foreign investors only)
  • 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of SSI (if any)

For legal person:

  • 02 original copies of covered warrant purchase application forms
  • 01 certified copy of certificates of company registration
  • 01 certified copy of related documents on changing company register information (if any)
  • 01 copy of cash deposit form or standing order
  • 01 copy of ID card (or Passport for foreigner) of legal representative
  • 01 copy of Authorization document for the representative on behalf of organization
  • 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) (for foreign investors only)
  • 01 bank confirmation on opening the Indirect Investment Capital Account (for foreign investors only)
  • 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of SSI (if any)

Note:

- After filling out the purchase application form, investors will receive the expected result distribution via email (being sent once covered warrant offerings ends).

- Registration is only valid when the original Application Form has been sent to Customer Service with a copy of valid Identity card and Payment Authorization to show the evidence of money transfer; or Client send a transfer request to SSI and the trading account has sufficient balance before the IPO registration end time which is announced by each issuance here.

Step 4: SSI will inform IPO results via email and deposit Covered Warrant automatically into your trading account.

B. GUIDELINES FOR TRADING COVERED WARRANT AFTER LISTING ON HOSE

Investors can trade Covered Warrant on Ho Chi Minh Stock Exchange like other equities.

 

Open account Equity market Derivatives market Price board
SSI