Trading Guide

A. GUIDELINES FOR PURCHASING IPO COVERED WARRANT ISSUED BY SSI Investors can purchase IPO Covered Warrant issued by SSI via channels: Channel Guidelines

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Trading Guide

A. GUIDELINES FOR PURCHASING IPO COVERED WARRANT ISSUED BY SSI

Investors can purchase IPO Covered Warrant issued by SSI via channels:

Channel

Guidelines

Notes

SSI Webtrading

- Investors log in account by click this link: https://webtrading.ssi.com.vn/Logon?lang=en-us

- Please refer guidelines for purchasing Covered Warrant on SSI Webtrading here.

- By purchasing CW via this channel, procedures will be done automatically

- Investors must have account at SSI and register E-trading service.

At the counter

- Please refer our Branches/Transaction offices here

Investors can refer detailed procedures below

 

Website

- Investors fill out “Covered Warrant Purchase Application Form” here

- SSI staff will contact again to help you with next procedures.

Investors can refer detailed procedures below

 

 

Step 1: Investors receive and fill out “Covered Warrant Purchase Application Form”

Step 2: Investors pay in cash or transfer

Investors pay in cash or transfer money to the correct bank account corresponding to each Covered Warrant according to the details here

Notes:

  • Each Covered Warrant issued by SSI will have only 1 corresponding bank account to receive IPO money transferred from investors.
  • If investors purchase more than one Covered Warrant, please transfer money to the correct bank account corresponding to each Covered Warrant you want to buy.

 

Step 3: Investors submit required documents for PURCHASING covered warrant over SSI Branches/Transaction offices

- For investors who have account at SSI: Only need to complete “Covered Warrant Purchase Application Form” and 01 copy of cash deposit form or standing order

- For investors who have no account at SSI: please submit documents as below:

For individuals:

  • 02 original copies of covered warrant purchase application forms
  • 01 copy of cash deposit form or standing order
  • 01 certified copy of ID card
  • 01 authorization document (if any)
  • 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) and passport (for foreign investors only)
  • 01 bank confirmation on opening the Indirect Investment Capital Account (for foreign investors only)
  • 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of SSI (if any)

For legal person:

  • 02 original copies of covered warrant purchase application forms
  • 01 certified copy of certificates of company registration
  • 01 certified copy of related documents on changing company register information (if any)
  • 01 copy of cash deposit form or standing order
  • 01 copy of ID card or passport of legal representative
  • 01 copy of Authorization document for the representative on behalf of organization
  • 01 certified copy of confirmation of securities trading code from Vietnam Securities Depository (VSD) (for foreign investors only)
  • 01 bank confirmation on opening the Indirect Investment Capital Account (for foreign investors only)
  • 01 certified copy of account opening application form if investors register to deposit covered warrant at other securities firms out of SSI (if any)

Note:

- After filling out the purchase application form, investors will receive the expected result distribution via email (being sent once covered warrant offerings ends).

 

Step 4: SSI will inform IPO results via email and deposit Covered Warrant automatically into your trading account.

 

B. GUIDELINES FOR TRADING COVERED WARRANT AFTER LISTING ON HOSE

Investors can trade Covered Warrant on Ho Chi Minh Stock Exchange like other equities.

 

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