Trading Guide

MAFEQI OPEN ENDED-FUND APPLICATION GUIDELINE  In order to apply for MAFEQI Subscription, please complete these following steps: 

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Trading Guide

MAFEQI OPEN ENDED-FUND APPLICATION GUIDELINE

 In order to apply for MAFEQI Subscription, please complete these following steps: 

1. Opening Open-Ended Fund Trading Account and applying for Fresh Purchase

1.1 Opening Account and fresh purchase documents:

 

Investor

 

Investors’ Documents (Foreign Investor)

 

SSI’s Documents:

 

Individual

 

  • Certified (notarized) copy (ies) of valid ID/Passport of investor and authorized person (if applicable).
  • Copy of Certificate of Securities Trading code
  • The Bank confirmation on opening the capital contributed account (CCA) or the direct investment capital account

 

  • Fund Account Opening Application form
  • Subscription Order
  • Change Investor’s Information Form
  • Investor Risk Profile Questionaire
  • Questionaire of investor’s opinion about voting the Presentative (only for IPO)

 

Original form completed and signed by Investor (affixed with seal , if for Institution)

 

Institution

 

  • A Certified (notarized) copy of Certificate of Business Registration of Incorporation
  • A Copy of Certificate of Securities Trading Code  
  • The Bank confirmation on opening the capital contributed account (CCA) or the indirect investment capital account
  • A copy of Certificate of changing name, address, Mergers and Aquisitions (if any)
  • Certified (notarized) copy of Passport of Legal Representative of the Corporation, or the Authorized Representative
  • List all members of BOD (if any)
  • List all major shareholders (holding more than 10%)
  • W8-BEN E form (for finance instutition)
  • Simplified self Certification Form
  • Other documents depending on the request of Distributor or Fund Management Company

1.2       Money Transferring for MAFEQI subscription

Introduction: Investor transfers amount specified on the Application form to MAFEQI respective Account in VND:

Beneficiary:                   Manulife Equity Fund – SSI (MAFEQI – SSI)

Account Number:          091-494757-006

Bank:                            HSBC Bank (Vietnam) Ltd.

Amount:                        Subscription amount

Content:                        [Name of Investor/ Passport No/ Certificate of Business Registration No/Trading code][MAFEQI] at SSI

Remark:

Transfer fee:  “Excluding”

Subscription amount must be paid from: The bank account of Investor (CCA account) or the indirect investment capital account

 

1.3 Completing application documentation:

Documents sent to the Branch/Office of SSI include:

  • The documents guided section 1.1
  • Payment Order  (Bank’s confirmation required)

SSI receives, then checks the documents, and executes the registration of MAFEQI Open Ended Fund Account to Fund Management Company via Transfer Agency 

 

2.    Applying for next subscriptions:

After completing an Application for Open Ended-Fund Account and or IPO form, Investor can apply for additional units in MAFEQI Open Ended Funds by:

2.1.      Completing “Subscription Order” and sending to SSI

2.2.      Paying for subscription (same as in IPO)

 

3.        SSI Contact:

Click here to contact SSI Branch or Transaction Office

SSI  Contact Center - tel : 1900 5454 71 / 028-39141678 – dial 19

For further Information of MAFEQI, please kindly click here

 

Best Regards,
SSI SECURITIES CORPORATION
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