Announcement of change in number of outstanding voting shares

ANNOUNCEMENT OF CHANGE IN NUMBER OF OUTSTANDING VOTING SHARES

28/10/2016

Ho Chi Minh City, Oct 28, 2016

Số:

SAIGON SECURITIES INC. SOCIALIST REPUBLIC OF VIETNAM

Ref: 1168/2016/CV-SSIHO Independence – Freedom – Hapiness

ANNOUNCEMENT OF CHANGE IN NUMBER OF OUTSTANDING VOTING SHARES

To: - State Securities Commission

- Ho Chi Minh City Stock Exchange

-Organization name: CÔNG TY CỔ PHẦN CHỨNG KHOÁN SÀI GÒN/ SAIGON SECURITIES INC.

-Security Symbol: SSI

-Address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

-Telephone: 08-38242897

-Fax: 08-38242997

No.	Items	Before change	Change	After change	Reason to change
1	Charter capital (VND)	4,800,636,840,000	0	4,800,636,840,000
2	Total number of shares	480,063,684	0	480,063,684
3	Number of treasury shares	30,366	Increase 208,068	238,434	Redemption of 232,000 shares issued under the employee stock option plan as a result of resignation of the employees (of which 24,000 shares of 30,366 treasury shares before transaction were recorded as treasury shares and awaited for being transferred) Redemption of 68 shares of odd lot shares as requested by the investor having trading account at SSI
4	Number outstanding voting shares	480,033,318	Decrease 208,068	479,825,250
5	Number of preferred shares/other shares (if any)	0	0	0