Announcement of change in number of outstanding voting shares

19/12/2016

Ho Chi Minh City, Nov 19, 2016

Số:

SAIGON SECURITIES INC. SOCIALIST REPUBLIC OF VIETNAM

Ref: 1359/2016/CV-SSIHO Independence – Freedom – Hapiness

ANNOUNCEMENT OF CHANGE IN NUMBER OF OUTSTANDING VOTING SHARES

To: - State Securities Commission

- Ho Chi Minh City Stock Exchange

-Organization name: CÔNG TY CỔ PHẦN CHỨNG KHOÁN SÀI GÒN/ SAIGON SECURITIES INC.

-Security Symbol: SSI

-Address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

-Telephone: 08-38242897

-Fax: 08-38242997

No.	Items	Before change	Change	After change	Reason to change
1	Charter capital (VND)	4,800,636,840,000	100,000,000,000	4,900,636,840,000	Complete the issuance of 10,000,000 shares under employee stock ownership plan
2	Total number of shares	480,063,684	10,000,000	490,063,684
3	Number of treasury shares	238,434	0	238,434
4	Number outstanding voting shares	479,825,250	10,000,000	489,825,250
5	Number of preferred shares/other shares (if any)	0	0	0