Disclosing on buy back shares under ESOP

Ho Chi Minh City, December 14, 2020

Số: 2197/2020/CV-SSIHO

Re: Disclosing on buy back shares under ESOP

INFORMATION DISCLOSURE ON THE BUYBACK OF SHARES
UNDER EMPLOYEE STOCK OWNERSHIP PLAN

I. Introduction on the Issuer

1. Name of the Issuer (full name): SSI SECURITIES CORPORATION
2. Transaction name: SSI Securities Corporation
3. Head office address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City
4. Telephone: 028-38242897                           Fax: 028-38242997
5. Symbol code: SSI
6. Par value: VND10,000
7. Charter capital: VND6,029,456,130,000
8. Opening account at: SSI Securities Corporation       Trading account No.: 003P888888
9. Legal information:

• Business Registration Certificate No. 056679 issued by the Department of Planning and Investment of Ho Chi Minh City on December 30, 1999

• Business license No. 03/GPHDKD issued by the State Securities Commission on 05/4/2000, Amended License No. 104/GPDC-UBCK dated December 17, 2018, and Amended License No. 20/GPDC-UBCK dated May 08, 2020

• Main business lines: Securities Brokerage, Securities Propriety Trading, Securities Underwriting, Securities Investment Consultancy, Securities Depository, Derivatives Trading,

• Main product/service: Securities Brokerage, Securities Propriety Trading, Securities Underwriting, Securities Investment Consultancy, Securities Depository, Derivatives Trading, Derivatives Clearing and Payment Services

• Total business capital: VND9,401,059,780,205 (Source: owner’s equity under the reviewed consolidated Financial Statement on December 31, 2019)

II. The plan of share-buyback transaction

1.    Total treasury shares before transaction: 2,009,289 share
2.    Total shares registered for buyback as treasury shares: 1,921,400 shares
3.    Buyback purposes: Buyback of shares under Employee Stock Ownership Plan due to the employment termination in the block period under the Company’s Issuance Regulations
4. Source: Undistributed after-tax profits as at December 31, 2019 according to the audited consolidated FS as at December 31, 2019
5.  Tentative transaction period: from December 23, 2020 to December 31, 2020
6.    Mode of transaction: Through Vietnam Securities Depository (VSD)
7.   Principles on determination of price: issuance price (VND10,000 per share) minus rights and benefits arising from the shares, calculated from the issuance date to buy back date that employees have received or are waiting for (if any) according to the Regulations on shares issuance under the Employee Stock Ownership Plan of the Company
8.  Daily placing amount: N/A
9. Name of the securities company assigned as share-buyback agent: SSI Securities Corporation

•  Address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City
• Tel: 028-38242897        
• Transaction account: 003P888888

This information was posted on SSI website on December 14, 2020 at this link www.ssi.com.vn.

The Company hereby declares to be responsible for the accuracy and completeness of the above information.

Organization representative

Party authorized to disclose information

Nguyễn Hồng Nam

Chief Executive Officer