Information disclosure of adjustment to covered warrant CVPB2106

Ho Chi Minh City, October 07, 2021

Ref: 1554/2021/CV-SSIHO

INFORMATION DISCLOSURE

OF ADJUSTMENT TO COVERED WARRANTS  

To:                          - The State Securities Commission

                               - Hochiminh Stock Exchange

                               - Hanoi Stock Exchange

                               - Vietnam Securities Depository 

- Issuer: SSI SECURITIES CORPORATION

- Warrant code: CVPB2106

- Underlying stock ticker: VPB

- Warrant type (call/put): Call warrant

- Warrant form (US/European): European style

- Settlement method (in cash/underlying stock transfer): in cash

- Warrant period: 5 months

- Maturity date: January 19, 2021

- Adjustment date: October 07, 2021

- Reasons for adjustment: Vietnam Prosperity Joint Stock Commercial Bank (VPB) paid stock dividends with ratio 62,15% per share and issued shares to increase share capital from owner’s equity with ratio 17,848%.

This information was posted on SSI website on October 07, 2021 at this link www.ssi.com.vn.

SSI Securities Corporation hereby declare to be responsible for the accuracy and completeness of the above information.

ON BEHALF OF SSI SECURITIES CORPORATION

Party authorized to disclose information

Nguyễn Hồng Nam

Chief Executive Officer