Information disclosure on the buyback of ESOP shares

INFORMATION DISCLOSURE ON THE BUYBACK OF SHARES
UNDER EMPLOYEE STOCK OWNERSHIP PLAN

To:- The State Securities Commission

- Hochiminh Stock Exchange

- Hanoi Stock Exchange

I.Share-buyback registered Organisation:

1.Name of share-buyback registered organisation : SAIGON SECURITIES INCORPORATION

2.Transaction name: Saigon Securities Inc.

3.Head office address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

4.Telephone: 028-38242897Fax: 028-38242997

5.Ticker: SSI

6.Par value: VND10,000

7.Charter capital: VND5,000,636,840,000

8.Oppening account at: Saigon Securities Inc.Trading account No.: 003P888888

9.Business Registration Certificate No. 056679 issued by the Department of Planning and Investment of Ho Chi Minh City on December 30, 1999

Business license No. 03/GPHDKD issued by the State Securities Commission on 05/4/2000, which has been latest amended and supplemented by Amended Business License No. 10/GPDC-UBCK dated January 30, 2018

-Main business lines: Code:

Securities Brokerage, Securities Propriety Trading, Securities Underwriting, Securities Investment Consultancy, Securities Depository, Derivatives Trading,

-Main product/service: Securities Brokerage, Securities Propriety Trading, Securities Underwriting, Securities Investment Consultancy, Securities Depository, Derivatives Trading, Derivatives Clearing and Payment Services

-Total business capital: VND8,616,249,695,902 (Source: owner’s equity under the reviewed consolidated Financial Statement on December 31, 2017)

II.The plan of share-buyback transaction

1.Total treasury shares before transaction: 215,848 shares

2.Total shares registered for buyback as treasury shares: 677,500 shares

3.Buyback purposes: Buyback of shares under Employee Stock Ownership Plan due to the employment termination in the block period under the Company’s Issuance Regulations

4.Source: Undistributed after-tax profits as at December 31, 2017 according to the audited consolidated FS as at December 31, 2017

5.Tentative transaction period: from September 21, 2018 to October 5, 2018

6.Mode of transaction: Through Vietnam Securities Depository (VSD)

7.Principles on determination of price: issuance price (VND10,000 per shares) deducted by material rights and benefits arising out of shares, calculated from issuance date until buyback, as received or waiting by the employees (in accordance with the Company’s Regulations on issuance of shares under the Employee Stock Ownership Plan)

8.Daily placing amount: N/A

9.Name of the securities company assigned as share-buyback agent: Saigon Securities Incorporation

-Address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

-Tel: 028-38242897

-Transaction account: 003P888888

This information was posted on SSI website on September 11, 2018at this link www.ssi.com.vn.

The Company hereby declares to be responsible for the accuracy and completeness of the above information.