Information disclosure on the buyback of ESOP shares

13/08/2019

SSI SECURITIES CORPORATION --------	SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---------------
No. 820/2019/CV-SSIHO	Ho Chi Minh City, August 13, 2019

INFORMATION DISCLOSURE ON THE BUYBACK OF SHARES
UNDER EMPLOYEE STOCK OWNERSHIP PLAN

To: - The State Securities Commission

- Hochiminh Stock Exchange

- Hanoi Stock Exchange

I. Share-buyback registered Organisation

1. Name of share-buyback registered organisation: SSI SECURITIES CORPORATION

2. Transaction name: SSI Securities Corporation

3. Head office address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

4. Telephone: 028-38242897 Fax: 028-38242997

5. Ticker: SSI

6. Par value: VND10,000

7. Charter capital: VND5,100,636,840,000

8. Oppening account at: SSI Securities Corporation Trading account No.: 003P888888

9. Legal basis for business operation:

Business Registration Certificate No. 056679 issued by the Department of Planning and Investment of Ho Chi Minh City on December 30, 1999

Business license No. 03/GPHDKD issued by the State Securities Commission on 05/4/2000, Amended License No. 104/GPDC-UBCK dated December 17, 2018, and Amended License No. 03/GPDC-UBCK dated January 23, 2019

- Main business lines: Code:

Securities Brokerage, Securities Propriety Trading, Securities Underwriting, Securities Investment Consultancy, Securities Depository, Derivatives Trading,

- Main product/service: Securities Brokerage, Securities Propriety Trading, Securities Underwriting, Securities Investment Consultancy, Securities Depository, Derivatives Trading, Derivatives Clearing and Payment Services

- Total business capital: VND9,155,664,527,633 (Source: owner’s equity under the reviewed consolidated Financial Statement on December 31, 2018)

II. Plan of share-buyback transaction

1. Total treasury shares before transaction: 893,428 shares

2. Total shares registered for buyback as treasury shares: 1,115,500 shares

3. Buyback purposes: Buyback of shares under Employee Stock Ownership Plan due to the employment termination in the block period under the Company’s Issuance Regulations

4. Source: Undistributed after-tax profits as at December 31, 2018 according to the audited consolidated FS as at December 31, 2018

5. Tentative transaction period: from August 22, 2019 to September 10, 2019

6. Mode of transaction: Through Vietnam Securities Depository (VSD)

7. Principles on determination of price: issuance price (VND10,000 per share) deducted by material rights and benefits arising out of shares, calculated from issuance date until buyback, as received or waiting by the employees (in accordance with the Company’s Regulations on issuance of shares under the Employee Stock Ownership Plan)

8. Daily placing amount: N/A

9. Name of the securities company assigned as share-buyback agent: SSI Securities Corporation

- Address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

- Tel: 028-38242897

- Transaction account: 003P888888

This information was posted on SSI website on August 13, 2019 at this link www.ssi.com.vn.

The Company hereby declares to be responsible for the accuracy and completeness of the above information.

SSI SECURITIES CORPORATION