Report on the result of the issuance of shares under employee stock ownership plan

To: - Ho Chi Minh City Stock Exchange

- The State Securities Commission

I.Share to be issued

1.Name of share to be issued: share of Saigon Securities Inc.

2.Charter capital: VND4,800,636,840,000

3.Type of share: common share

4.Symbol code: SSI

5.Par value: VND10,000/share

6.Estimated number of shares to be issued:10,000,000 shares

7.Purpose of the issuance: To link interests between Employees and the Company and to raise additional working capital for the Company according to Article 7 of the Resolution No. 01/2016/ND-DHDCD dated 25/4/2016 of the General Shareholders’ Meeting of the Saigon Securities Inc.

8.Deadline for collecting cash from employees to purchase share (the issuance date): 15 December 2016

9.Estimated trading date: share issued under employee stock ownership plan will be blocked 100% in the first year and 50% in the second year from the date of issuance, so the estimated trading date as follows:

-The estimated trading date of the first 5,000,000 shares: 15/12/2017

-The estimated trading date of the remaining 5,000,000 shares: 15/12/2018

II.The result of the issuance

1.Number of shares to be distributed: 10,000,000 shares

2.Issuance price: VND10,000/share

3.Number of employees to be distributed: 268 employees

4.Number of total current shares: 490,063,684 shares (including 238,434 treasury shares)

The Company hereby declares to be responsible for the accuracy and completeness of the above information.

                                                                                                     Saigon Securities Inc.

                                                                                                            Chairman 

(signed and sealed)

Nguyen Duy Hung