Announcing Decision on the listing and change of listing covered warrants

Ho Chi Minh City, October 23, 2019

Ref: 1261/2019/CV-SSIHO

Re: Announcing Decision on listing and change of listing covered warrants

DISCLOSURE OF INFORMATION

ON THE STATE SECURITIES COMMISION’S PORTAL

AND HOCHIMINH STOCK EXCHANGE’S PORTAL

To:                          - The State Securities Commission

                               - Hochiminh Stock Exchange

                               - Hanoi Stock Exchange

Organization name:                                    SSI SECURITIES CORPORATION

Securitiy Symbol:                                         SSI

Address:                                                       72 Nguyen Hue, Ben Nghe Ward, District 1, HCMC

Telephone:                                                    028-38242897

Fax:                                                               028-38242997

Spokesman:                                                  Nguyen Hong Nam

Position:                                                        Deputy Chief Executive Officer

Information discloser type:                          (X) 24 hours   irregular   on demand    periodic

Content of information disclosure:

On October 23, 2019, SSI Securities Corporation received Decision for Listing Covered Warrant, and Change of Listing Covered Warant, as granted by HoChiMinh City Stock Exchange as follows:

1. Decision on Listing Covered Warrant No. 429/QĐ-SGDHCM dated October 21, 2019 for Covered Warrant REE/3.5M/SSI/C/EU/CASH-01 (Code: CREE1902)
2. Decision on Listing Covered Warrant No. 430/QĐ-SGDHCM dated October 21, 2019 for Covered Warrant VJC/6.5M/SSI/C/EU/CASH-01 (Code: CVJC1902)
3. Decision on Listing Covered Warrant No. 432/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant REE/6.5M/SSI/C/EU/CASH-01 (Code: CREE1903)
4. Decision on Listing Covered Warrant No. 433/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant VIC/6.5M/SSI/C/EU/CASH-01  (Code: CVIC1902)
5. Decision on Listing Covered Warrant No. 434/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant VHM/6.5M/SSI/C/EU/CASH-01  (Code: CVHM1902)
6. Decision on Listing Covered Warrant No. 435/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant MBB/3.5M/SSI/C/EU/CASH-02 (Code: CMBB1904)
7. Decision on Listing Covered Warrant No. 436/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant VNM/6.5M/SSI/C/EU/CASH-01 (Code: CVNM1903)
8. Decision on Listing Covered Warrant No. 437/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant MBB/6.5M/SSI/C/EU/CASH-02 (Code: CMBB1903)
9. Decision on Listing Covered Warrant No. 440/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant FPT/6.5M/SSI/C/EU/CASH-02 (Code: CFPT1905)
10. Decision on Listing Covered Warrant No. 441/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant Covered Warrant HPG/6.5M/SSI/C/EU/CASH-02 (Code: CHPG1907)
11. Decision on Change of Listing Covered Warrant No. 431/QĐ-SGDHCM dated October 22, 2019 for Covered Warrant HPG/6M/SSI/C/EU/CASH-01 (Code: CHPG1905)