Disclosing license on increasing charter capital, derivatives trading related certificates due to change of the Company name, and the amended Company Charter

Ho Chi Minh City, January 24, 2019

Ref: 91/2019/CV-SSIHO

Re: Disclosing license on increasing charter capital,

derivatives trading related certificates due to change of the Company name,

and the amended Company Charter

DISCLOSURE OF INFORMATION

ON THE STATE SECURITIES COMMISION’S PORTAL

AND HOCHIMINH STOCK EXCHANGE’S PORTAL

Kính gửi/To:           - State Securities Commission

                               - Hochiminh Stock Exchange

                               - Hanoi Stock Exchange

Organization name:                               SSI SECURITIES CORPORATION

Securitiy Symbol:                                   SSI

Address:                                                 72 Nguyen Hue, Ben Nghe Ward, District 1, HCMC

Telephone:                                              028-38242897

Fax:                                                         028-38242997

Spokesman:                                            Nguyen Hong Nam

Position:                                                  Deputy Chief Executive Officer

Information disclosure type  (X) 24 hours   irregular   on demand    periodic

Content of information disclosure:

1.         On January 24, 2019, SSI Securities Corporation received:

• Amended License No. 03/GPĐC-UBCK dated January 23, 2019 to the License for Establishment and Operation No. 03/GPHĐKD issued by the State Securities Commission on April 05, 2000 to SSI. recording increase in the Company’s charter capital as follows:

Formerly registered charter capital: VND5,000,636,840,000

Newly registered charter capital: VND5,100,636,840,000

• Amended Certificte No. 01/GCN-UBCK dated January 24, 2019 amending the Certificate of eligibility for trading derivative securities No. 08/GCN-UBCK dated May 22, 2017, due to change of the Company name
• Amended Certificte No. 02/GCN-UBCK dated January 24, 2019 amending the Certificate of eligibility for provision of clearing and settlement services on derivative securities transations No. 09/GCN-UBCK dated May 22, 2017, due to change of the Company name.

Please download here

2.         The amended Charter dated January 24, 2019 recording charter capital increase in accordance with amended License No. 03/GPĐC-UBCK dated January 23, 2019 of the State Securitites Commission. Please download here

This information was posted on SSI website on January 24, 2019 at this link www.ssi.com.vn.

The Company hereby declares to be responsible for the accuracy and completeness of the above information.

Organization representative

Party authorized to disclose information

Nguyễn Hồng Nam
Deputy Chief Executive Officer