Information disclosure on change of listed covered warrant due to partial delisting

Ho Chi Minh City, Sept 11, 2020

Ref: 1511/2020/CV-SSIHO

Re: Announcing of partial de-listing covered warrant CVPB2006, CVNM2004, CHPG2008, CMWG2007, CVHM2002, CVRE2005 và CTCB2005

DISCLOSURE OF INFORMATION

ON THE STATE SECURITIES COMMISION’S PORTAL

AND HOCHIMINH STOCK EXCHANGE’S PORTAL

To:                          - The State Securities Commission

                               - Hochiminh Stock Exchange

                               - Hanoi Stock Exchange

Organization name:                                   SSI SECURITIES CORPORATION

Securitiy Symbol:                                        SSI

Address:                                                       72 Nguyen Hue, Ben Nghe Ward, District 1, HCMC

Telephone:                                                    028-38242897

Fax:                                                              028-38242997

Spokesman:                                                  Nguyen Hong Nam

Position:                                                        Chief Executive Officer

Information disclosure type:                           (X) 24 hours irregular   on demand     periodic

Content of information disclosure:

Decision on change of listing covered warrant No 517/QĐ-SGDHCM, 518/QĐ-SGDHCM, 519/QĐ-SGDHCM, 520/QĐ-SGDHCM, 521/QĐ-SGDHCM, 522/QĐ-SGDHCM và 523/QĐ-SGDHCM dated September 10, 2020 issued by Ho Chi Minh Stock Exchange to SSI for the Covered Warrant CVPB2006, CVNM2004, CHPG2008, CMWG2007, CVHM2002, CVRE2005 và CTCB2005 due to partial de-listing of covered warrants.

This information was posted on SSI website on Sept 11, 2020 at this link www.ssi.com.vn.

We hereby declare to be responsible for the accuracy and completeness of the above information.

Organization representative

Party authorized to disclose information

Nguyễn Hồng Nam

Chief Executive Officer