Report on the result of the issuance of ESOP shares

REPORT ON THE RESULT OF THE ISSUANCE OF SHARES
UNDER EMPLOYEE STOCK OWNERSHIP PLAN

1. Name of share to be issued: share of SSI Securities Corporation
2. Charter capital: VND5,000,636,840,000
3. Type of share: common share
4. Symbol code: SSI
5. Par value: VND10,000/share
6. Estimated number of shares to be issued:  10,000,000 shares
7. For the purpose of long-lasting cooperation between Employees and the Company and to raise additional working capital for the Company according to Article 9 of the Resolution No. 02/2018/NQ-ĐHĐCĐ dated April 20, 2018 of the General Meeting of Shareholders.
8. Deadline for collecting cash from employees to purchase share (the issuance date): December 25, 2018
9. Estimated trading date: Only 50% are freely transferrable after 02 years and the remaining 50% are freely transferrable after 03 years from the date of issuance, as such, the estimated trading date will be as follows:

• The estimated trading date of the first 5,000,000 shares: December 28, 2020
• The estimated trading date of the remaining 5,000,000 shares: December 27, 2021

1. Number of shares to be distributed: 10,000,000 shares
2. Issuance price: VND10,000/share
3. Number of employees to be distributed: 167 employees
4. Number of total current shares: 510,063,684 shares (including 893,377 treasury shares)

1. List of employees purchasing shares under the employee stock ownership plan
2. Decision No. 100/2018/QĐ-CTHDQT dated December 25, 2018 on distribution of the shares which have been refused to purchase under the employee stock ownership plan