Change in number of shares hold by internal shareholders, related parties of internal shareholders

Change in number of shares hold by internal shareholders, related parties of internal shareholders

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Change in number of shares hold by internal shareholders, related parties of internal shareholders

26/05/2015

Ho Chi Minh City, April 24, 2015

          Ref: 838/2015/CV-SSIHO

Re: Change in number of shares hold by internal shareholders,
related parties of internal shareholders

 

INFORMATION DISCLOSURE ON ELECTRONIC PORTAL

OF THE STATE SECURITIES COMMISSION AND HCMC STOCK EXCHANGE

 

 

To: - Ho Chi Minh City Stock Exchange

- Ha Noi Stock Exchange

- The State Securities Commission

Name of the Company:SAIGON SECURITIES INC.

Symbol code:SSI

HQ address:72 Nguyen Hue Street, Ben Nghe Ward, District 1, HCMC, Vietnam

Telephone:(848) 38242897

Fax:(848) 38242997

Spokesman:Nguyen Hong Nam

Address: 72 Nguyen Hue Street, Ben Nghe Ward, District 1, HCMC, Vietnam

Telephone (office):(848) 38242897

Fax: (848) 38242997

Type of information24 hours72 hours     [x] irregular info.on demandperiodic info.

Information to disclose:

Pursuant to 9th Amendment Securities Registration Certificate No. 35/2006/GCNCP-VSD-9 issued by Vietnam Securities Depository on 22/05/2015 for 71,221,057 shares issued to increase shareholding capital from equity according to the Resolution No.02/2014/NQ-DHDCD of the General Shareholders’ Meeting on 22/12/2014, Saigon Securities Inc. (SSI) ) hereby announces change in number ofshares hold by internal shareholders and related parties of internal shareholders (according to the record date on 10/03/2015):

 

No.

Name of shareholder

Title/Relationship

Number of shares before issuance

Number of shares issued

Number of shares after issuance

Rate

A.Internal shareholders

1

Nguyen Duy Hung

Chairman/CEO

245,000

49,000

294,000

0.07%

2

Nguyen Hong Nam

Member of Board of Directors (BOD)/Deputy CEO/Authorized Spokesman

96,000

19,200

115,200

0.03%

3

Ngo Van Diem

Member of BOD

40,000

8,000

48,000

0.01%

4

Bui Quang Nghiem

Member of BOD

153,920

30,784

184,704

0.04%

5

Nguyen Van Khai

Head of Supervisory Board (SB)

42,012

8,402

50,414

0.01%

6

Dang Phong Luu

Member of SB

33,840

6,768

40,608

0.01%

7

Ho Thi Huong Tra

Member of SB

17,168

3,433

20,601

0.005%

8

Nguyen Thi Thanh Ha

CFO

85,000

17,000

102,000

0.02%

9

Hoang Thi Minh Thuy

Chief Accountant

33,000

6,600

39,600

0.01%

B.Related parties of internal shareholders

1

NDH Investment Limited Liability Company (Mr. Nguyen Duy Hung is the owner and chairman of this company)

Related party ofMr. Nguyen Duy Hung, the Chairman cum CEO of SSI

40,299,036

8,059,807

48,358,843

11.32%

2

Daiwa Securities Group Incorporation

(Mr. Hironori Oka is a representative of Daiwa)

Related party off Mr. Hironori Oka, member of BOD of SSI

35,471,420

7,094,284

42,565,704

9.96%

3

Sai Gon Dan Linh Real Estate Limited Liability Company (Mr. Nguyen Hong Nam is the Chairman and a capital contributing partner)

Related party ofMr. Nguyen Hong Nam, member of BOD cum Deputy CEO of SSI

25,247,988

5,049,597

30,297,585

7.09%

 

This information was posted on SSI website on May 26, 2015 at this link www.ssi.com.vn.

The Company hereby declares to be responsible for the accuracy and completeness of the above information

 

 

                                                                                                                           Spokesman


                                                                                                                       (signed and sealed)


                                                                                                                       Nguyen Hong Nam

                                                                                                                    Deputy General Director

 

SSI